Search Result

81 - 100 of 1025 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

COLL 12.3 EEA UCITS management companies

As Published: 2011

COLL 12.3 EEA UCITS management companies