Search Result

941 - 960 of 1111 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.5 Record keeping: client orders and transactions

As Published: 2007

COBS 11.5 Record keeping: client orders and transactions

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

DTR 1B.2 Modifying rules and consulting the FSA

As Published: 2008

DTR 1B.2 Modifying rules and consulting the FSA

CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background