Search Result

881 - 900 of 1142 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Rules for firms engaged in linked long-term insurance business

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

MCOB 8.2 Purpose

As Published: 2006

MCOB 8.2 Purpose

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies