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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

DTR 3.1

As Published: 2005

DTR 3.1

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

COBS 13.1 The obligation to prepare product information

As Published: 2007

COBS 13.1 The obligation to prepare product information

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA