Search Result

541 - 560 of 858 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

PERG 3A.1 Introduction

As Published: 2011

PERG 3A.1 Introduction

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

MCOB 7.5 Mortgages: statements

As Published: 2004

MCOB 7.5 Mortgages: statements

DISP App 3.7 Approach to redress

As Published: 2011

DISP App 3.7 Approach to redress

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions