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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

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MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

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SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

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BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

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CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

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