Search Result

501 - 520 of 918 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

COBS 13.1 The obligation to prepare product information

As Published: 2007

COBS 13.1 The obligation to prepare product information

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

COBS 6.3 Disclosing information about services, fees and commission – packaged products

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission – packaged products

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application