Search Result

401 - 420 of 939 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

PERG 3A.7 Transitional arrangements

As Published: 2011

PERG 3A.7 Transitional arrangements

DISP 4.1 Purpose and application

As Published: 2008

DISP 4.1 Purpose and application

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report