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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1A.3 FSA may require the publication of information

As Published: 2012

DTR 1A.3 FSA may require the publication of information

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

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CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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DTR 3.1

As Published: 2005

DTR 3.1

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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