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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

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LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

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SYSC 13.4 Requirements to notify the FSA

As Published: 2006

SYSC 13.4 Requirements to notify the FSA

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COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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