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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

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COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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COBS 3.6 Eligible counterparties

As Published: 2007

COBS 3.6 Eligible counterparties

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COBS 3.5 Professional clients

As Published: 2007

COBS 3.5 Professional clients

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COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

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PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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DISP App 3.7 Approach to redress

As Published: 2011

DISP App 3.7 Approach to redress

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