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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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