Search Result

121 - 140 of 816 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose