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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

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