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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2011

COLL 11.6 Winding up, merger and division of master UCITS

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SYSC 1.4 Application of SYSC 11 to SYSC 21

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 21

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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DTR 3.1

As Published: 2005

DTR 3.1

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LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

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BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

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BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

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BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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