Search Result

341 - 360 of 921 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification