Search Result

81 - 100 of 962 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction