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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

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COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

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COBS 4.1 Application

COBS 9.4 Suitability reports

COLL 6.13 Record keeping

COBS 9.1 Application and purpose provisions

COBS 9.3 Guidance on assessing suitability

COBS 13.2 Product information: production standards, form and contents

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COBS 21.3 Rules for firms engaged in linked long-term insurance business

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SUP 17.4 Information in transaction reports

SUP 17.1 Application

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COBS 4.10 Systems and controls and approving and communicating financial promotions

COBS 20.5 With-profits governance

COBS 4.11 Record keeping: financial promotion

COBS 4.13 UCITS

COBS 21.2 Principles for firms engaged in linked long-term insurance business