Search Result

301 - 320 of 976 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

MCOB 5.4 Mortgage illustrations: general

As Published: 2004

MCOB 5.4 Mortgage illustrations: general

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose