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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages