Search Result

161 - 180 of 843 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement