Search Result

121 - 140 of 977 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2011

COLL 11.6 Winding up, merger and division of master UCITS

GEN 4.5 Statements about authorisation and regulation by the FSA

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the FSA

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver