Search Result

101 - 120 of 988 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts