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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

DISP 3.2 Jurisdiction

As Published: 2007

DISP 3.2 Jurisdiction

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

LR 18.1 Application

As Published: 2005

LR 18.1 Application

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

SYSC 13.10 Insurance

As Published: 2006

SYSC 13.10 Insurance

BIPRU 13.1 Application and Purpose

As Published: 2006

BIPRU 13.1 Application and Purpose

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders