Search Result

841 - 860 of 996 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

…

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

…

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

…

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

…

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

…

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

…

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

…

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

…

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

…

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

…

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

…

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

…

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

…

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

…

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

…

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

…

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

…

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

…

BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

…

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

…