Search Result

641 - 660 of 1123 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2011

REC 2A.2 Method of satisfying the RAP recognition requirements

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

LR 12.1 Application

As Published: 2005

LR 12.1 Application

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

LR 19.1 Application

As Published: 2005

LR 19.1 Application

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications