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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate