Search Result

481 - 500 of 1084 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

As Published: 2006

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application