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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

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PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

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PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

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COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

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COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

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