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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

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BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

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PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

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MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

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