Search Result

381 - 400 of 999 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

DTR 1A.3 FSA may require the publication of information

As Published: 2012

DTR 1A.3 FSA may require the publication of information

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction