Search Result

381 - 400 of 918 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

SYSC 13.4 Requirements to notify the FSA

As Published: 2006

SYSC 13.4 Requirements to notify the FSA

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative