Search Result

281 - 300 of 1092 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach