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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

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PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

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SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

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REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

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PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

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GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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