Search Result

261 - 280 of 933 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

PERG 15.1 Introduction

As Published: 2009

PERG 15.1 Introduction

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars