Search Result

161 - 180 of 969 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight