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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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TC App 5.1

As Published: 2010

TC App 5.1

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COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

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MCOB 4.9 Business loans

As Published: 2004

MCOB 4.9 Business loans

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PERG 3A.7 Transitional arrangements

As Published: 2011

PERG 3A.7 Transitional arrangements

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COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

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CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

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COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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