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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.1 Introduction

As Published: 2009

PERG 15.1 Introduction

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

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GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

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DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

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SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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