Search Result

501 - 520 of 1070 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement