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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

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MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

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PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

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COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

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MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

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