Search Result

161 - 180 of 704 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2011

COLL 11.6 Winding up, merger and division of master UCITS

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

COND 1.3 General

As Published: 2001

COND 1.3 General

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses