Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

PERG 13.6 The recast Capital Adequacy Directive

As Published: 2007

PERG 13.6 The recast Capital Adequacy Directive

…

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

…

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 2.8 Record keeping

RCB 3.3 Asset pool notifications

REC 3.3 Waivers

PERG 13.7 The territorial application of MiFID

LR 11.1 Related party transactions

FIT 1.2 Introduction

SUP 2.1 Application and purpose

PERG 8.4 Invitation or inducement

SUP 16.6 Compliance reports

CREDS 8.3 Approved persons

GEN 4.3 Letter disclosure

COND 2.4 Threshold condition 4: Adequate resources

PERG 10.5 Employers and affinity groups (such as trade unions)

SYSC 19A.1 General application and purpose

DEPP 4.1 Executive decision maker

SUP 16.15 Reporting under the Electronic Money Regulations

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

PERG 13.6 The recast Capital Adequacy Directive

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SYSC 2.1 Apportionment of Responsibilities