Search Result

141 - 160 of 972 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

LR 3.1 Application

As Published: 2005

LR 3.1 Application

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

REC 1.1 Application

As Published: 2005

REC 1.1 Application

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

LR 17.1 Application

As Published: 2005

LR 17.1 Application

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches