Search Result

141 - 160 of 837 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose