Search Result

121 - 140 of 923 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

COLL 12.4 UCITS product passport

As Published: 2011

COLL 12.4 UCITS product passport

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

COLL 12.3 EEA UCITS management companies

As Published: 2011

COLL 12.3 EEA UCITS management companies

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?