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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

COLL 12.4 UCITS product passport

As Published: 2011

COLL 12.4 UCITS product passport

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals