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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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PERG 8.4 Invitation or inducement

COLL 4.1 Introduction

LR 13.8 Other circulars

SYSC 3.2 Areas covered by systems and controls

LR 5.2 Cancelling listing

LR 5.4A Transfer between listing categories: Equity shares

LR 8.6 Criteria for approval as a sponsor

PERG 8.28 Advice or information

COLL 5.1 Introduction

PERG 9.6 The investment condition (section 236(3) of the Act): general

REC 2.3 Financial resources

COBS 20.2 Treating with-profits policyholders fairly

COLL 12.1 Introduction

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading