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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

PERG 13.6 The recast Capital Adequacy Directive

As Published: 2007

PERG 13.6 The recast Capital Adequacy Directive

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

DISP App 3.9 Other matters concerning redress

As Published: 2010

DISP App 3.9 Other matters concerning redress