Search Result

581 - 600 of 1076 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

FEES 2.4 VAT

As Published: 2009

FEES 2.4 VAT

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

TC App 5.1

As Published: 2010

TC App 5.1

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose