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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

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CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

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PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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COND 1.3 General

As Published: 2001

COND 1.3 General

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PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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